Clearing & Settlement

To deliver the highest level of service to our clients, United First Partners LLP and Mariana UFP LLP maintain a strategic partnership with Instinet, the equity trading arm of Nomura Group, which acts as a global clearing and settlement agent. Nomura Group boasts robust credit ratings of Baa1 from Moody’s and BBB+ from Standard & Poor’s, underscoring its financial strength and reliability.

United First Partners LLC, the U.S.-regulated subsidiary of the group, has established a fully disclosed clearing relationship with National Financial Services LLC (“NFS”), a Fidelity Investments company, to execute and settle all transactions on North American markets. This partnership enables United First Partners LLC to provide state-of-the-art execution and seamless straight-through-processing settlement solutions.

Our clients demand confidence and efficiency when transitioning from investment decisions to settlement. Together with our trusted partners—Mariana UFP LLP, Instinet, and National Financial Services LLC—we ensure a smooth, efficient, and secure process from trade execution to clearing and settlement, allowing clients to fully utilize their investments from the settlement date.

In the US, United First Partners LLC is a registered broker/dealer and member of FINRA and SIPC
In the UK & Australia, United First Partners is a registered trading name of Mariana UFP LLP which is authorized and regulated by the Financial Conduct Authority
In the UAE, Mariana UFP Capital Markets (DIFC) Limited is regulated by the DFSA and is licensed to conduct broking activities
In Switzerland, UFP Capital SA is regulated by PolyReg

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